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Basil C. Puglisi

Artificial Intelligence (AI) & Digital Marketing Since 2009

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CARCS

CARCS: Compliance Accountability Record & Case Study

April 23, 2026 by Basil Puglisi 4 Comments

CARCS governance record showing fragmented AI session traces resolving into a structured ten-section audit record through a human checkpoint.

AI work leaves plenty of trace. The problem is that those traces are scattered across platforms, organized around conversation flow, and not structured around the questions an audit actually asks. CARCS closes that gap with a ten-section governed record built from a three-part prompt suite. It works on any AI platform. Named human sign-off is required before finalization. This working paper releases the protocol for feedback and collaboration from governance practitioners, compliance officers, and researchers.

Filed Under: AI Artificial Intelligence, AI Governance, Compliance Accountability Record & Case Study, Multi-AI Governance, Policy & Research, Thought Leadership, White Papers Tagged With: AI documentation protocol, AI Governance, audit trail, CARCS, Checkpoint-Based Governance, compliance documentation, EU AI Act, HAIA, HAIA-CARCS, Heppner ruling, human oversight, SHA-256, Working Paper

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